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Jobs: Compliance / Legal, USA
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Compliance / Regulatory, In-house Legal, Other
NY, CA, NJ, MA, CT, FL, IL, TX, WA, PA, DC, DE, CO
New York City, Jersey City, San Francisco, White Plains, Seattle, Stamford, Plano, Los Angeles, Boston, Boston North
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1-30 of 75 Jobs Company Location Date
Compliance Officer
Not Disclosed
Salary: Salary plus Bonus
USA-PA-Conshohocken 28 Aug
The Compliance Officer will support the Chief Compliance Officer, having primary responsibility for the compliance administra...
Account Support Executive
Macquarie Holdings
Salary: Excellent compensation fo...
USA-NY-New York City 28 Aug
As a result of growth, we are currently seeking an account support executive in the New York office.
Portfolio Compliance Analyst
BlackRock Inc.
Salary: not disclosed
USA-DE-Delaware 28 Aug
See job description below
Mandatory Corporate Actions Associate
Morgan Stanley
Salary: not disclosed
USA-NJ-Jersey City 28 Aug
See job description below
AML Associate - ISG Division
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 28 Aug
See job description below
GWM/Retail Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 28 Aug
See job description below
Vice President, Hedge Fund Compliance Officer
Morgan Stanley
Salary: not disclosed
USA-CT-Greenwich 28 Aug
See job description below
PWM Senior Compliance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 28 Aug
See job description below
Commodity Compliance Coverage
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 28 Aug
See job description below
Senior Commodity Compliance Coverage - Oil Liquids
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 28 Aug
See job description below
Employment Attorney
Credit Suisse
Salary: not disclosed
USA-NY-New York City 28 Aug
See job description below
Compliance Officer
Robert Half International
Salary: $65,000-$90,000 and incen...
USA-IL-Naperville 27 Aug
Our client, being a privately-held financial services company, has the ability to offer unique investment solutions for finan...
Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)
Northwest Integrators LLC
Salary: Highly competitive (Base...
USA-CT-Stamford 27 Aug
We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor legal documentation...
Compliance Associate
Not Disclosed
Salary: Market Rate
USA-CA-San Francisco 27 Aug
The primary responsibility of the Compliance position is to ensure that MCM is in compliance with the rules and regulations o...
Compliance Manager
Legend Global Search, Inc...
Salary: $140 + 20% Bonus
USA-NY-New York City 27 Aug
Compliance Manager - Banking, IT
Legal and Regulatory Counsel
Pacific Alternative Asset...
Salary: Competitive Base Salary +...
USA-CA-Santa Ana 27 Aug
Leading West Coast-based fund of hedge funds seeks addition to its legal team.
Sr. Compliance Officer, Risk Management and Training Development (R5224)
Barker & Gilmore, LLC
Salary: Base & Bonus
USA-NY-New York City 27 Aug
Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer for Risk Manageme...
Senior Compliance Analyst
Not Disclosed
Salary: Commensurate with experie...
USA-NY-New York City 27 Aug
An investment bank in NYC has an opportunity for a Senior Compliance Analyst with investment advisory experience.
VP - Hedge Fund/Private Equity Structuring
Not Disclosed
Salary: Competitive
USA-NY-New York City 27 Aug
Top-notch multi-billion hedge fund is looking to hire a V.P. to work on hedge fund structuring projects. The position is with...
Audit and Transaction Services - USA!
Global Ambition
Salary: EUR70000 - EUR120000 per...
USA-NY-New York City 27 Aug
Are you an Australian citizen and Accountant looking for an incredible overseas adventure? Read on to find out why YOU are th...
Investment Advisor Attorney
Barker & Gilmore, LLC
Salary: Base + Bonus
USA-MA-Boston 27 Aug
Our client, one of the largest and most successful financial institutions in the United States, seeks a senior investment man...
Senior Compliance Officer
Metropolitan West Asset M...
Salary: Competitive
USA-CA-Los Angeles 26 Aug
The Senior Compliance Officer assists the Chief Compliance Officer (CCO) in monitoring activities related to two investment a...
Top Tier Law Firm seek Investment Management Associate
The Boldon Group
Salary: Excellent
USA-CA-San Francisco 26 Aug
Our client is one of the largest law firms in the U.S.; known for a cordial work environment, great benefits, and diversity h...
Attorney with Hedge Fund Formation & Investment Management Experience
The Boldon Group
Salary: Excellent
USA-CA-San Francisco 26 Aug
Our client is seeking an attorney with at least four and no more than seven years experience in all aspects of the fund manag...
ISDA Negotiator- Take Control of Your Future
The Boldon Group
Salary: Excellent
USA-NY-New York City 26 Aug
Tired of waiting for the next round of layoffs to be announced? Why not take control of your future and join a company with a...
Sr. Compliance Analyst
Highland Capital Manageme...
Salary: market
USA-TX-Plano 26 Aug
Top Hedge Fund seeks experienced compliance candidate to join legal/compliance team
Compliance Manager
Highland Capital Manageme...
Salary: competitive
USA-TX-Plano 26 Aug
Top tier alternative asset management firm seeks experience compliance manager to join prestigious in-house legal team
Compliance Analyst
BNY Mellon Asset Manageme...
Salary: DOE
USA-NY-New York City 26 Aug
Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a...
Compliance Officer, Investment Management
Not Disclosed
Salary: Base plus bonus
USA-NY-New York City 26 Aug
Our client is a very highly respected Investment Management Arm of a leading Investment Bank. We have an urgent need for a C...
Compliance Manager
Commerzbank
Salary: not disclosed
USA-NY-New York City 26 Aug
See job description below
Jobs: Compliance / Legal, USA (1-30 of 75 Jobs)
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